Wellness. Engagement. Protection.

To help you make the most of your retirement plan, we provide comprehensive consulting, service and support centered around protection, engagement and holistic plan wellness including:

Fiduciary Guidance

  • Accredited Investment Fiduciary team
  • Fiduciary best practices through Pension Resource Institute and fi360
  • Committee configuration, guidance and meeting management
  • Quarterly investment committee reporting
  • Committee charter and governing documents
  • Responsible plan fiduciary education
  • Fiduciary checklist
  • Fiduciary vault
  • HR plan management best practices and process
  • Service Organization Control (SOC) reports
  • Access to ERISA counsel

Participant Support

  • Enrollment presentations, guidance and support
  • Relevant group education (debt, college, Medicare, personal finance, investing...)
  • 1:1 retirement plan advice
  • Access to a Certified Financial Planner for more complex financial support
  • Advanced planning resources and education
  • Retirement gap analysis
  • Market and economic education
  • Risk tolerance tools
  • Retirement transition planning
  • Methods for setting and maintaining a budget
  • Social security optimization

Service Provider Support

  • Conflict free vendor partnerships
  • Platform agnostic - we can work with anyone
  • Independent benchmarking of full plan services
  • Multi-vendor proposal generation and analysis
  • Cost comparisons
  • Plan design reviews
  • Negotiated pricing with key partners
  • Financial Wellness vendor oversight
  • Conversion/plan establishment assistance
  • Audit support and firm recommendations
  • Service provider coordination, and non-discretionary assistance
  • Plan administration and ERISA guidance

Investment Management

  • ERISA 3(38) discretionary management
  • ERISA 3(21) fiduciary services
  • Formalized investment committee
  • Professionally constructed, managed and monitored
  • models and investment menus
  • Platform flexibility with investment options
  • ERISA 404(c) compliance
  • Qualified Default Investment Alternative (QDIA)
  • Investment reviews and performance reporting
  • Stable Value and Target Date Fund analysis
  • Investment Policy Statement
  • Rebalancing
  • Portfolio gap analysis

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.   |  (949) 757-1799